Legal & Disclosures

Terms & Policies

• Terms & Conditions
• Customer Relationship Summary
• Summary of Business Continuity Plan
• Privacy Policy

Agreements

• APEX Customer Agreement
• APEX Margin & Short Account Agreement
• APEX Master Securities Lending Agreement

Disclosures

• Order Routing and Payment for Order Flow Disclosure
• FINRA: Public Disclosure Program
• FINRA: Customer Identification Program Notice
• Safety of Customer Assets
• Fractional Shares Trading Disclosure
• Extended Hours Trading Disclosure

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