Disclosures
Required disclosures and regulatory documents
- Apex - Annual Disclosure Statement
- Apex - Customer Information Brochure
- Apex - Privacy Policy and Cookie Disclosure
- Apex - Safety of Customer Assets
- Apex - Securities Lending Disclosure
- FINRA - Customer Identification Program Notice
- FINRA - Public Disclosure Program
- Ram Financial - Day Trading Risk Disclosure
- Ram Financial - Extended Hours Trading Disclosure
- Ram Financial - Fractional Shares Trading Disclosure
- Ram Financial - Margin Disclosure Statement
- Ram Financial - Order Routing and Payment for Order Flow Disclosure
- Ram Financial - U.S. Consumer Privacy Notice
- Ram Financial - Use and Risk Disclosures
- Characteristics and Risks of Standardized Options