Disclosures
Required disclosures and regulatory documents
- Order Routing and Payment for Order Flow Disclosure
- FINRA: Public Disclosure Program
- Corporation Authorizing Cash
- Safety of Customer Assets
- Options Paper Trading Disclaimer
- Extended Hours Trading Disclosure
- Option Spread Risk Disclosure
- Day Trading Risk Disclosure
- Option Dividend Risk
- Option Expiration, Exercise, Assignment, and Risks
- Margin Disclosure
- Characteristics and Risks of Standardized Options
- Plaid End User Privacy Policy
- Apex Customer Information Brochure
- Disclosure of Fractional Share Trading
- APEX Annual Disclosure Statement
- Professional Customer Disclosure
- Stop & Advanced Orders Disclosure
- Special Statement for Uncovered Option Writers
- Apex Securities Lending Disclosure
- Apex Privacy Policy and Cookie Disclosure
- Electronic Delivery of Trade and E-Signature
- LLC Release
- Data Disclaimer