How to Access Your Tax Documents

If you had a taxable event during the calendar year, such as selling stock or receiving dividends or interest, you will get a consolidated Form 1099 tax document from Apex Clearing, our clearing firm. You can access this document through the Aries Client Center.

Available Tax Documents

1099 Consolidated - Dividends, Interest, and Sales - Expected by Mid-February

How to access documents

You can access your tax forms in a few different ways once they're ready. When available, you can find them here, or by following the instructions below:

Aries Infinite (Web)

1. Click the Profile Icon in the top right and click Manage Account to open the Client Center
2. Click the Statements tab in the top navigation bar
3. Select the Securities Tax Documents sub-tab (it will highlight in green when active)
4. Use the Account Selection dropdown to pick the account and Tax Year dropdown to select the year
5. Click Download PDF next to any date to download that statement

Aries Mobile

1. Click the Profile Icon in the top right and click Statements to open the Client Center
2. Select the Securities Tax Documents sub-tab (it will highlight in green when active)
3. Use the Account Selection dropdown to pick the account and Tax Year dropdown to select the year
4. Click Download PDF next to any date to download that statement

Document delivery

We'll notify you by email when tax documents are available. Documents are provided electronically by default.

Corrected tax forms may be issued if adjustments are needed. Always use the most recent version when filing.